Regulatory Disclosures & Investor Redressal Charter
Operating strictly under AMFI Code of Conduct, SEBI intermediary guidelines, and IRDAI PoSP frameworks with a time-bound 3-tier investor grievance escalation mechanism.
Corporate & Licensing Metadata
Formal incorporation identifiers and business activities.
Entity Name: Sarkar Capital Private Limited
Registered Office: Khardaha, North 24 Parganas, Kolkata, West Bengal – 700117
Primary NIC (66120): Security and commodity contracts brokerage
Secondary NIC (66220): Activities of insurance agents and brokers
AMFI Registration: Corporate ARN Desk (Backed by certified EUIN)
Equity Broking: Authorised Person / Sub-broker with HDFC Securities & IIFL
Insurance: Point of Sales Person (PoSP) / Corporate Agency frameworks
Grievance Redressal Escalation Matrix
Sequential escalation process for rapid and fair dispute resolution.
Sarkar Capital Investor Redressal Cell
For any queries regarding transaction status, statement discrepancies, or service feedback. Formal ticket acknowledged within 24 hours.
Head of Regulatory & Compliance
If unresolved at Level 1, the matter escalates directly to the designated compliance director for formal investigation.
SEBI SCORES & SMART ODR Framework
Unresolved disputes may be taken up directly on the SEBI Complaints Redress System (SCORES) or via the Online Dispute Resolution portal.